Raleigh Securities, Inc. is an independent investment advisory firm that offers investment management services and has been in business since 1982. The majority of the accounts managed are held at TD Ameritrade, one of the largest discount brokers. All accounts are held in the client's name. Raleigh Securities has a limited power of attorney to make the investment decisions.
The management fee is 3/4% per year (.001875 per quarter). No compensation is received from the investment sponsors.
Initial minimum account size is $200,000.
In addition to the monthly statements received from TD Ameritrade Raleigh Securities provides a quarterly statement that summarizes the investment positions and measures the rate of return.
An initial consultation is free. You may receive a brochure, 5 Tough Questions to Ask Every Investment Manager, by emailing or calling 919-518-2993.
Raleigh Securities is registered with the North Carolina Secretary of State as an investment advisor. Registration does not imply a certain level of skill or training.
Additional information about Raleigh Securities is also available on the SEC website at www.adviserinfo.sec.gov. Raleigh Securities' CRD number is 110331.